RESCHEDULED FROM MAY 12-13, 2020
October 2020
Pre-Conference Securities Fundamentals (October 22, 2020) & 52nd Annual Rocky Mountain Securities Conference (October 23, 2020)
Co-sponsored by the U.S. Securities and Exchange Commission, the Business Law Section of the Colorado Bar Association and the Colorado Society of Certified Public Accountants
Pre-Conference Securities Fundamentals - 3:00 - 4:30 pm
Location:
The Fundamentals Program will be held in the CBA-CLE Classroom, 1290 Broadway, Suite 1700, Denver, CO
Program Description:
Are you new to the practice of securities law, or do you simply want to polish your securities skills and knowledge? Attend this fast-paced, quick-hitting overview, and fasten your seat belts, as your securities law experts unwind the practical, foundational essentials. Receive the BEST VALUE for your registration dollars by attending both Securities Law Fundamentals and the Securities Conference.
52nd Annual Rocky Mountain Securities Conference
Highlights Include:
- Expert faculty, including SEC Commissioner Allison H. Lee and SEC senior staff, will provide insights, strategies, and effective solutions for challenging issues and emerging areas
- Top SEC officials, plus many national securities and corporate experts from around the nation whose observations have earned the respect and attention of the financial community
- Planned for attorneys, public company accountants and auditors, CEOs, CFOs, corporate directors, financial professionals, compliance officers, regulators, investigators, and others who interact with the U.S. Securities and Exchange Commission, AND is an invaluable opportunity for you to interact with all
Program Description:
The Rocky Mountain Region’s premiere securities conference features top SEC officials, and many of the nation’s leading securities and corporate experts whose observations have earned the respect and attention of the financial community.
Attend the 52nd Annual Rocky Mountain Securities Conference to:
- Hear the latest on current SEC initiatives and priorities
- Receive practical pointers and best practices to help you better represent your clients
- Get insights, strategies and effective solutions for challenging issues and emerging areas from expert faculty, including SEC senior staff and national securities and corporate experts
- Connect with colleagues over lunch, at the reception and breaks, and in the sessions
If you are an attorney, public company accountant or auditor, CEO, CFO, corporate director, financial professional, compliance officer, regulator, investigator, or interact with the U.S. Securities and Exchange Commission, this conference is for you!
BACK BY POPULAR DEMAND! We Mean Business Reception Celebrating Women and Diversity in the Financial Industry, October 22, 2020, 4:30pm, CBA-CLE Classroom, 1290 Broadway, Suite 1700, Denver, CO
Location:
The Conference is being held at the Grand Hyatt Hotel, 1750 Welton Street, Denver, CO 80202
Cancellation Policy:
If you are unable to attend, please notify CBA-CLE by October 15, 2020 and we will gladly refund your tuition in full, transfer your tuition to the homestudy, or you may send someone in your place. Cancellations after 5:00 pm on October 15, 2020 will be refunded less a $100 cancellation fee.
Upcoming Programs:
March 11 and 25, April 15 and 22, and May 7 and 20 Business Document Drafting Series 2020 - Webcasts
September 10-11, 2020 Business Law Institute, The Ritz-Carlton, 1881 Curtis St., Denver, CO
Federal Practice Update, June 26, 2020, CBA-CLE Classroom, 1290 Broadway, Suite 1700, Denver, CO