51st Annual Rocky Mountain Securities Conference - Live Only

When:  May 3, 2019
May 2019
   
51st Annual Rocky Mountain Securities Conference  - Live Only  
 
Co-sponsored by the U.S. Securities and Exchange Commission, the Business Law Section of the Colorado Bar Association, and the Colorado Society of Certified Public Accountants  
 
Program Description:
In Denver on May 3, 2019, the SEC speaks! In cooperation with the U.S. Securities and Exchange Commission, the 51st Annual Rocky Mountain Securities Conference provides you with essential updates, current information, and practice pointers regarding trending SEC initiatives and priorities.  The expert faculty, including SEC Commissioner Hester Peirce, SEC senior staff, and leading attorneys and accountants from across the nation, will provide insights, strategies and effective solutions to challenging issues and emerging practice areas.
 
RESERVE YOUR PLACE NOW TO BE PART OF THIS VERY SPECIAL EVENT IN DENVER!
 
Highlights Include:
 
- SEC Chairman Commissioner Hester Peirce as the Featured Speaker
- Chief of the SEC’s Office of the Whistleblower as the Luncheon Presenter
- SEC Enforcement Division Update  
- Regulated Entities:  Industry Developments and Emerging Risks
- Digital Currency, FINTech, and Other Cyber Issues
- Hot Topics in Disclosure, Accounting and Audit Issues for Public Companies
- Securities and White Collar Defense Trends and Emerging Areas of Focus
- Registered Investment Adviser Issues:  What Keeps Compliance Officers Up at Night?
- Capital Formation Practice Pointers and Pitfalls to Avoid
- Playing by the Rules:  Ethical Issues for Securities Industry Professionals
 
 
 
BREAKOUT SESSIONS Included!    
 
Location:
 
The Conference is being held at the Grand Hyatt Hotel, 1750 Welton Street, Denver, CO 80202
Cancellation Policy:
  
CANCELLATIONS: If you are unable to attend, please notify CBA-CLE by April 25, 2019 and we will gladly refund your tuition in full, transfer your tuition to the homestudy, or you may send someone in your place. Cancellations after 5:00 pm on April 25, 2019 will be refunded less a $100 cancellation fee.

Location

Grand Hyatt Denver Downtown
1750 Welton Street
Denver, CO 80202