November 2019
Tuesday, November 19, 2019 & Wednesday, November 20, 2019
Private Placements: Raising Capital from Investors, Part 1 & Part 2
Topics to be covered:
Part 1
- How private placements are used as a practical matter in capital raises
- Understanding the securities law and regulatory framework of private placements
- Reliance on Reg. D safe harbor to avoid registration – amounts raised, accredited investor, timeframes, non-solicitation
- Understanding exempt securities v. exempt offerings
Part 2
- Practical guidance on drafting subscription agreements
- Understanding disclosures in offering documents and liability for issuer of securities
- Special issues for small private placements
- Crowdfunding as a capital raising tool
Faculty: S. Lee Terry, Davis Graham & Stubbs LLP, Denver, CO